To date, 11% of the companies in the S&P 500 have reported actual results for Q4 2018
SEC Liquidity Bucketing: Provisional, Verified, and Final
The liquidity classification requirements under the SEC Liquidity Rule have been a moving target since the SEC first proposed the...
The politic message is stark: the EU will protect its market vigorously and will take all steps necessary to remain competitive...
The Dodd-Frank Rohrschach Test: Repeal, Rollback, or Reinforcement?
Supporters of the rollback have touted these elements as a victory for small to mid-size regional and community banks.
Regulation Best Interest and Related Proposals: Critical Investor Protection or Industry Headache?
Reg BI would impose a new “best interest” standard on broker-dealers when making investment recommendations to retail customers.
N-PORT: How a Delay in Onerous New Rules Actually Leads to More Work
This article provides a gentle introduction to Form N-PORT and looks at the impact that the recent delay to its commencement will...
The Road to MiFID II and PRIIPs Compliance is Not Without Bumps
Ultimately the manufacturers may pay the price for a continued inability to fully comply with these regulations.
Via FactSet StreetAccount
Drafted by financial analysts, our StreetAccount news service scans a variety of legitimate news sources to offer comprehensive coverage on global economies and markets. Get real-time curated news about the companies, industries, and markets you follow with StreetAccount.
Determining Your Compliance Obligations Under the BMR
Answering the deceptively simple question of whether your firm is a "benchmark user" or "benchmark provider" for purposes of the...
Complying with Sanctions is About Who (and What) You Know
In a world of global networks, how can firms stay clear of sanctions missteps?
BMR Compliance: What Benchmark Users Should Know
Despite a grace period, it's critical to understand the compliance obligations of this pending regulation.
PRIIPs KIDs: Update Brings Clarification, but Questions Remain
European policymakers have recently updated the technical standards for PRIIPs KIDs. How should performance analysts respond?
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