On September 20, 2023, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Rule 35d‑1 (the “Names Rule”)...
SEC Adopts Amendments to the Names Rule under the Investment Company Act of 1940
On September 20, 2023, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Rule 35d‑1 (the “Names Rule”)...
Demystifying the SEC’s Latest Update to the FAQ of The Marketing Rule
The SEC Marketing Rule was put in place to modernize marketing requirements for investment advisors. The latest update to the...
Uncovering Climate Transition Risk in EU Sustainable Finance Regulation
Sustainability (ESG) risk is a broad new regulatory concept prevalent in EU financial services regulation. Specifically, climate...
Learn about the most important compliance and regulatory news developments courtesy of FactSet's Regulatory team.
Regulatory Update: February 2023
Learn about the most important compliance and regulatory news developments courtesy of FactSet's Regulatory team.
ESG Fund Names are on Global Regulators’ Radars
Within a global regulatory trend to further expand investor protection, there is renewed focus on fund names, catalyzed by the...
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Regulatory Update: December 2022
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Regulatory Update: February 2022
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