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SEC Adopts Amendments to the Names Rule under the Investment Company Act of 1940

April 3, 2024
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On September 20, 2023, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Rule 35d‑1 (the “Names Rule”)...

By Ioannis Delikostas  |  Regulations

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April 3, 2024

SEC Adopts Amendments to the Names Rule under the Investment Company Act of 1940

On September 20, 2023, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Rule 35d‑1 (the “Names Rule”)...

By Ioannis Delikostas  |  Regulations

Read more

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May 16, 2023

Demystifying the SEC’s Latest Update to the FAQ of The Marketing Rule

The SEC Marketing Rule was put in place to modernize marketing requirements for investment advisors. The latest update to the...

By FactSet Insight  |  Regulations

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April 19, 2023

Uncovering Climate Transition Risk in EU Sustainable Finance Regulation

Sustainability (ESG) risk is a broad new regulatory concept prevalent in EU financial services regulation. Specifically, climate...

By FactSet Insight  |  Regulations

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March 14, 2023

Regulatory Update: March 2023

Learn about the most important compliance and regulatory news developments courtesy of FactSet's Regulatory team.

By FactSet Insight  |  Regulations

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February 7, 2023

Regulatory Update: February 2023

Learn about the most important compliance and regulatory news developments courtesy of FactSet's Regulatory team.

By FactSet Insight  |  Regulations

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December 22, 2022

ESG Fund Names are on Global Regulators’ Radars

Within a global regulatory trend to further expand investor protection, there is renewed focus on fund names, catalyzed by the...

By Nels Ylitalo  |  Regulations

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Market Synopsis

Via FactSet StreetAccount

Drafted by financial analysts, our StreetAccount news service scans a variety of legitimate news sources to offer comprehensive coverage on global economies and markets. Get real-time curated news about the companies, industries, and markets you follow with StreetAccount.

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December 7, 2022

Regulatory Update: December 2022

Learn about the most important compliance and regulatory news developments courtesy of FactSet's Regulatory team.

By FactSet Insight  |  Regulations

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June 30, 2022

Regulatory Update: June 2022

Regulatory stories dominating the conversation in June 2022.

By FactSet Insight  |  Regulations

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May 31, 2022

Regulatory Update: May 2022

Regulatory stories dominating the conversation in May 2022.

By FactSet Insight  |  Regulations

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April 28, 2022

Regulatory Update: April 2022

Regulatory stories dominating the conversation in April 2022.

By FactSet Insight  |  Regulations

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March 23, 2022

Regulatory Update: March 2022

Regulatory stories dominating the conversation in March 2022.

By FactSet Insight  |  Regulations

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February 24, 2022

Regulatory Update: February 2022

Regulatory stories dominating the conversation in February 2022.

By FactSet Insight  |  Regulations

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The information contained in this article is not investment advice. FactSet does not endorse or recommend any investments and assumes no liability for any consequence relating directly or indirectly to any action or inaction taken based on the information contained in this article.